Gastroenterology Research, ISSN 1918-2805 print, 1918-2813 online, Open Access
Article copyright, the authors; Journal compilation copyright, Gastroenterol Res and Elmer Press Inc
Journal website http://www.gastrores.org

Review

Volume 11, Number 3, June 2018, pages 161-173


Novel Surgical Treatments for Gastroesophageal Reflux Disease: Systematic Review of Magnetic Sphincter Augmentation and Electric Stimulation Therapy

Figures

Figure 1.
Figure 1. PRISMA tree MSAD.
Figure 2.
Figure 2. PRISMA tree EST.

Tables

Table 1. Characteristics of the Included Prospective Case Series and Registry Studies of MSAD and EST
 
MSAD prospective case seriesMSAD prospective registry with control groupEST prospective case seriesEST prospective registry
Bonavina et al, 2013 [17]Schwameis et al, 2014 [15]Smith et al, 2014 [16]Reynolds et al, 2014 [14]Ganz et al, 2015 [13]Riegler et al, 2015 [12]Kappelle et al, 2015 [18]Rodriguez et al, 2015 [19]Rodriguez et al, 2016 [20]
aWhile the study refers to eight countries and 10 sites, www.clinicaltrials.gov lists seven countries and nine sites. bPatients 1 through 30 (30%) underwent the implantation procedure between March 2007 and May 2008 as part of a multi-center (US, IT) pilot study of 41 patients [21]. Patients 31 through 100 (70%) underwent the implantation procedure between December 2009 and February 2012 as part of a registry. Patients 1 - 30 from the multi-center study were recorded under NCT01057992 in Italy. cBaseline characteristics on 42 patients. d25 received intervention. eBaseline characteristics on 15 patients. fOut of the 41 patients of the pilot study [21], 11 patients were lost to follow-up. Out of the cohort of 100 patients (30 patients from the pilot study and 70 registry patients), five were lost to follow-up. gOne loss to follow-up, one Toupet fundoplication due to hiatal hernia > 3 cm, and one trocar perforation of the intestine during implant procedure. hOne loss to follow-up, one implant not attempted due to hiatal hernia > 3 cm, and three voluntary withdrawals. iOne loss to follow-up, one implant not attempted due to hiatal hernia > 3 cm, and three voluntary withdrawals. ASA: American Society of Anesthesiologics; BMI: body mass index; EST: electric stimulation therapy; GERD: gastroesophageal reflux disease; LES: lower esophageal sphincter; LF: laparoscopic fundoplication; MSAD: magnetic sphincter augmentation device; NA: not available; PPIs: proton pump inhibitors.
CountryItalyAustriaUSUSUS, The NetherlandsAustria, Germany, Italy, UKChile, Colombia, India, Netherlands, Mexico, New Zealand, UKaChileChile
SponsorTorax Medical Inc.Torax Medical Inc.Torax Medical Inc.Torax Medical Inc.Torax Medical Inc.Torax Medical Inc.EndoStim Inc.EndoStim Inc.EndoStim Inc.
Study designSingle-center prospective case seriesSingle-center prospective case seriesSingle-center prospective case seriesTwo-center prospective case seriesMulti-center prospective case seriesMulti-center prospective registry with control group (NCT01624506)Multi-center, prospective, international, open-label case series (NCT01574339)Single-center, prospective, open-label case series (NCT01578642)Single-center, prospective registry (NCT02441400)
InterventionMSADMSADMSADMSADMSADMSADESTESTEST
ComparatorNANANANANALFNANANA
Number of patients100b236667100249 (202 vs. 47)44c26d18e
Inclusion criteriaPatients > 18 years, GERD ≥ 6 months, PPI resistant GERD, reflux confirmed by ambulatory esophageal pH monitoringAt least partial response to PPIs, PPI resistant GERDGERD, acceptable esophageal motility, clinical improvement on antisecretory medication with incomplete symptom control, medication intolerance, or side effectsPatients > 18 years, GERD > 6 monthsPatients > 18 years < 75 years, GERD ≥ 6 months, at least partial response to PPIs, reflux confirmed by ambulatory esophageal pH monitoringAdvanced GERD with hiatal hernia > 3 cm, Barrett’s esophagus, motility disorder, or esophagitis grade C or D
Moderate GERD with abnormal esophageal pH, reflux symptoms despite PPI use
Patients 21 - 80 years, reflux symptoms, GERD-HRQL score ≥ 20 off PPIs and, an increase of ≥ 5 on PPIs, prior PPI use for 12 months, diagnosis based on 24-h pH monitoring result, LES end-expiratory 5 - 15 mm Hg, peristaltic contractions in ≥ 50% of swallows with contraction amplitude of ≥ 30 mm Hg esophageal manometry, excessive lower esophageal acid exposure as pH < 4.0 for ≥ 5% of the total time.Patients 21 - 65 years, reflux symptoms ≥ 6 months, prior PPI use, GERD-HRQL score ≥ 20 off PPIs and, an increase of ≥ 10 on PPIs, ASA Physical Status Classification ≤ II, distal esophageal acid ex-posure during 24-h pH measurement pH of ≤ 4 for > 5% of total or > 3% of supine, time off, anti-secretory therapy, LES end-expiratory ≥ 5 mm Hg, esophageal body contraction amplitude of ≥ 30 mm Hg for ≥ 70% of swallows and ≥ 50% peristaltic contractions on manometry, esophagitis grade ≤ C.NA
Exclusion criteriaHiatal hernia > 3 cm, esophagitis grade B+, BMI > 35, Barrett’s esophagus, motility disorder, gross esophageal anatomic abnormalities, allergy to the device’s material (titanium, stainless steel, nickel, or ferrous materials)Hiatal hernia > 3 cm, Barrett’s esophagus, motility disorder, dysphagia, esophagitis grade C or D, allergy to the device’s materialHiatal hernia > 3 cm, advanced GERD, Barrett’s esophagus, esophagitis grade B+Hiatal hernia > 3 cm, motility disorder, esophagitis grade C or D, Barrett’s esophagus, gross esophageal anatomic abnormalities, allergy to the device’s materialHiatal hernia ≥ 3 cm, esophagitis grade C or D, BMI > 35, Barrett’s esophagus, motility disorderKnown conditions that make it unlikely to complete a 3-year follow-upHistory of esophageal or gastric surgery, gastroparesis, multisystem disease, autoimmune or connective tissue disorder in past 2 years, Barrett’s epithelium, any grade dysplasia, hiatal hernia > 3 cm, esophagitis grade D on upper endoscopy within 6 months, BMI > 35, T1DM or uncontrolled T2DM defined as HbA1c ≥ 9.5 in the previous 6 ms, or T2DM for ≥ 10 years, suspected or confirmed esophageal or gastric cancer, any malignancy in last 2 years, esophageal or gastric varices or dysphagia or esophageal peptic stricture, significant cardiac arrhythmia or cardiovascular disease, implanted electrical stimulator or chronic anticoagulant therapy, pregnant patients.Non-GERD esophageal motility disorders or gastroparesis, multi-system diseases, Barrett’s (> M2; > C1) esophagus, any grade of dysplasia, hiatal hernia ≥ 3 cm, BMI > 35, uncontrolled type 2 or history of type 2 or 1 diabetes mellitus for > 10 years, esophageal or gastric malignancy or varices, cardiac arrhythmia, ectopy, significant cardiovascular disease, implanted electro-medical device, pregnancy, esophageal or gastric surgery, anti-reflux surgery.NA
Follow-up time3 years (range 378 days - 6 years)1 month5.8 months (range 1 - 18.6 months)5 months (range 3 - 14 months)5 years10.5 year2 years3 years
Loss to follow-up, n5f01151506.8g19.2h16.6i

 

Table 2. Baseline Patient Characteristics of MSAD and EST Prospective Case Series and Registry Studies
 
MSAD prospective case seriesMSAD prospective registry with control groupEST prospective case seriesEST prospective registry
Bonavina et al, 2013 [17]Schwameis et al, 2014 [15]Smith et al, 2014 [16]Reynolds et al, 2014 [14]Ganz et al, 2015 [13]Riegler et al, 2015 [12]Kappelle et al, 2015 [18]Rodriguez et al, 2015 [19]Rodriguez et al, 2016 [20]
a100% no hernia or < 2 cm hernia. The mean hiatal hernia size was 1.34 cm (range 0 - 2 cm). bAll hernias < 3 cm. cDifferent distinction: none/1 - 3 cm/> 3 cm. BMI: body mass index; EST: electric stimulation therapy; GERD: gastroesophageal reflux disease; MSAD: magnetic sphincter augmentation device; n: number; NA: not available; SD: standard deviation.
Age, yearsMedian 44.5 (range 23 - 77)Median 43 (range 20 - 68)Median 53.7 (range 18 - 86)Median 53 (range 19 - 81)Median 53 (range 18 - 75)Mean 46.6 vs. 52.8 (P = 0.007)Mean 49.6 (SD 12.4)Mean 52 (SD 12)Mean 56.1 (SD 9.7)
Sex, female vs. male(26 vs. 74)12 vs. 1138 vs. 2820 vs. 4748 vs. 52(77 vs. 125) vs. (19 vs. 28) (p=0.866)18 vs. 2411 vs. 147 vs. 8
Moderate GERD, %NANANANANA94 vs. 38.3NANANA
BMIMedian 24 (range 17.3 - 33.0)Median 26 (range 20 - 32)Mean 26 (range 17.6 - 34.1)NAMedian 28 (range 20 - 35)Mean 25.7 vs. 26.1 (P = 0.611)Mean 27.2 (2.4)Mean 27.7 (SD 3.2)Mean 27.4 (SD 3.2)
Hiatal hernia, none/< 2/≥ 2 cm, %21/ 27/52100/0a67bNANA14.1/84.4/1.6 vs. 10.9/43.5/45.7c39/22/3988/8/493.3/0/6.7
Yrs of PPI useMedian 4Median 1 (range 0 - 20)NANAMedian 5Mean 6.3 vs. 5.1 (P = 0.098)NAMean 5.6 (SD 3.4)Mean 5.9 (SD 3.3)
Yrs with GERDMedian 5.5Median 4 (range 1 - 20)NANAMedian 10 (range 1 - 40)8.7 vs. 7.3 (P = 0.086)NAMean 11.0 (SD 7.9)Mean 12.2 (SD 9.1)
Barrett’s esophagus, n2NA3NANA8.7 vs. 7.3 (P = 0.086)NANANA
Esophagitis, %
Grade A and B1621.7NANANA41.4 vs. 44.7 (P = 0.212)54NA93.3
Grade C and D1NANANANA1 vs. 8.5 (P = 0.212)5NA6.7

 

Table 3. Efficacy and Safety Outcomes From MSAD and EST Prospective Case Series and Registry Studies
 
MSAD prospective case seriesMSAD prospective registry with control group (I vs. C)EST prospective case seriesEST prospective registry
Bonavina et al, 2013 [17]Schwameis et al, 2014 [15]Smith et al, 2014 [16]Reynolds et al, 2014 [14]Ganz et al, 2015 [13]Riegler et al, 2015 [12]Kappelle et al, 2015 [18]Rodriguez et al, 2015 [19]Rodriguez et al, 2016 [20]
a42 patients at baseline, 41 at last follow-up. b24 patients at baseline, 21 at last follow-up. c18 patients’ analysis. d55.8 described it as mild. A total of 44.2 described their dysphagia as severe. eTwo patients (9.5%) were already off medication at baseline due to severe side-effects from PPIs. Two further patients were able to halve their daily PPI dosage. fAt 5 years, 75.3% of patients reported complete cessation of PPIs, and 9.4% reported PPI use only as needed. g42 patients at baseline, 40 at last follow-up. h24 patients at baseline, 18 at last follow-up. iPatients who were satisfied or neutral about the intervention. jDefined through patient dissatisfaction where at baseline, 95% were dissatisfied and at 5 years, 7.1% were dissatisfied. k42 patients at baseline, 39 at last follow-up. lOut of 39 patients. mData on 12 patients: six patients showed improvement by 1 grade, three patients have stable and three patients worsening esophagitis. nIncludes both, post-operative bloating and belching. oA total of 8.58% of patients underwent 11.22% of contrast swallows, 4.62% of dilatations, 7.91% of esophagogastroduodenoscopy, 3.3% of pH testing and 0.66% of motility test mainly for diagnosis. Dilatations were done in 2.64% of patients for dysphagia. pAn injury to the pleura in both groups, minor bleeding in two patients in the MSDA group. rReoperations in the MSAD group were performed for device removal due to dysphagia, pain or persistent GERD, while in the LF group were for persistent GERD and herniation of the fundic wrap. ADE: adverse device effect; EST: electric stimulation therapy; GERD: gastroesophageal reflux disease; SADE: serious adverse device effect; HRQL: health-related quality of life; IQR: interquartile range; LF: laparoscopic fundoplication; MSAD: magnetic sphincter augmentation device; n: number; NA: not available; CI: confidence interval; PPIs: proton pump inhibitors; pre-op: pre-operation; SD: standard deviation.
Efficacy
  Median GERD HRQL score (pre-op./last follow-up)Off PPIs 24/229/4 (P < 0.001)26/6NA/4 (0 - 26)27/4 (P < 0.001)20/3 vs. 23/3.5 (P = 0.177)On PPIs 16.5/5.0
Off PPIs
31.0/5.0a
On PPIs
9/0b/1
Off PPIs
23.5/0/1
  Heartburn% (pre-op./last follow-up)% of days (pre-op./last follow-up)(IQR)
NA95.7/22 (P < 0.001)NANA89/11.9 (P < 0.001)30.8/3.5 vs. 40/8.5 (P = 0.229)86 (64 -100)/17 (0 - 93)a92/7c/NA
  RegurgitationDaily regurgitation, % (pre-op./last follow-up)Median regurgitation % of days (pre-op./last follow-up) (IQR)
72/265/57 (P > 0.1)NANA/44.257/1.2 (P < 0.001)58.2/3.1 vs. 60/13 (P = 0.014)79 (54 - 100)/0 (0 - 21)a66/0c/NA
  Dysphagia, % (pre-op./last follow-up)8/048/70 (P > 0.1)NA0.02/82.7d5/6 (P = 0.739)NANANANA
  Excessive bloating, % (pre-op./last follow-up)48/270/30 (P = 0.006)NANA52/8.3 (P < 0.001)NANANANA
  Extra-esophageal symptoms (asthma, chronic cough, laryngitis), % (pre-op./last follow-up)52/1657/17 (P = 0.039)NANANA63.9/22.3 vs. 53.3/17.4 (P = 0.552)NANANA
  Discontinuation of medication (PPIs), %8571.4e8376.984.7f (CI 95%, 81 - 95)81.8 vs. 63 (P = 0.009)NA7673
  DeMeester pH score (pre-op./last follow-up)Median 30.1/11.2NAMean 32.3 (range 1.4 - 67)/NANAMedian 36.6 (16.3 - 83.8)/NANAMedian 35.1 (IQR 27.1 - 51.9)/17.5 (IQR 10.9 - 23.4)gMedian 36.6 (IQR 29.6 - 50.2)/16.1 (IQR 12.2 - 29.1)h/12.8 (IQR 7.2 - 18.8)
  Hospital discharge, %96 (within 48 h)52 (within 24 h), 82.6 (within 48 h)25 (within 24 h)51 (within 12 h), 100 (within 36 h)NANANANANA
  Patient satisfaction, % (pre-op./last follow-up)5/870/74NA/92iNA5/92.9j (P < 0.001)91.8 vs. 86.77/54k29/100/NA
  Esophagitis, % (pre-op./last follow-up)NANANANANANANA
    None41/51l0/NAm
    Grade A323/181/3160/NA
    Grade B5/033.3/NA
    Grade C6.7/NA
Safety
  Inability to belch, %10NANANA1.6 vs. 10.1 (P = 0.007)7.1n00
  Inability to vomit, %10NANANA8.7 vs. 56.6 (P < 0.001)4.8NANA
  Other non-serious ADEs, %Mild odynophagia: 4, increased belching: 3NANAoDehydration: 0.67, urinary retentions: 2NAExcessive bloating: 10 vs. 31.9 (P < 0.001)Constipation, epigastric pain, fever, mesh repair hernia cicatricialis: 2.4 hiccups, impedance out of range: 4.8, weight loss/anorexia: 11.9Skin infection at pocket site, psychotic disturbance/nervous breakdown: 4, shoulder pain and a hypersensitive episode: 8NA
  Dysphagia, %20.232.645.36NA7 vs. 10.6 (P = 0.373)9.500
  Pain/discomfort, %NANANANANANA45.2200
  Nausea/vomiting, %NANANANANANA7.1120
  Intraoperative complications, %0000NA1.49 vs. 2.13p (P = 1.00)Trocar perforation of the small bowel during laparoscopy: 2.4NANA
  Reoperation rate, %NANANANANA4 vs. 6.4rNANANA
  Hospital readmission, %NANANANANA5.4 vs. 4.3NANANA
  Device erosion, %0NA0NA0NA2.4NANA
  Device migration, %0NANANA0NANANANA
  Device malfunction, %NANANANA0NANANANA
  Device removal, %300NA74NANANA

 

Table 4. Evidence Profile: Efficacy and Safety of MSAD and EST in GERD Patients
 
No. of studies/patientsStudy designEstimate of effectStudy limitationsInconsistencyIndirectnessOther modifying factorsStrength of evidence
aUnclear risk of bias due to unclear allocation concealment, no blinding, no control group. bHeterogeneous results, no P-value reported. cSmall sample size. C: control; EST: electric stimulation therapy; GERD: gastroesophageal reflux disease; I: intervention; LF: laparoscopic fundoplication; MSAD: magnetic sphincter augmentation device; NA: not available; SEA: serious adverse event.
Efficacy of MSAD
Median GERD-HRQL score (pre-op./last follow-up) I vs. C
1/249 [12]Prospective registry with control group20/3 vs. 23/3.5 (P = 0.177)0NA00Moderate
Efficacy of EST
Due to the lack of a controlled group, no data on efficacy can be reported.
Safety of MSAD
Overall complication rate, % I vs. C
1/249 [12]Prospective registry with control groupNANANANANANA
Intraoperative complications, % I vs. C
1/249 [12]Prospective registry with control group1.49 vs. 2.13 (P = 1.00)0NA00Moderate
Dysphagia, % I vs. C
1/249 [12]Prospective registry with control group7 vs. 10.6 (P = 0.373)0NA00Moderate
Device removal, %
5/336 [13-17]Prospective case series + prospective registry with control group0 - 7-1-10-1Very low
Safety of EST
Adverse events (AEs)
Post-operative bloating/belching
3/67 [18-20]Prospective case series + prospective registryNot reported-1a-1b0-1cVery low
Post-operative dysphagia
3/67 [18-20]Prospective case series + prospective registryNot reported-1-10-1Very low
Nausea/vomiting
3/67 [18-20]Prospective case series + prospective registryNot reported-1-10-1Very low
Pain/discomfort
3/67 [18-20]Prospective case series + prospective registryNot reported-1-10-1Very low
Serious adverse events (SAEs)
Trocar perforation of the small bowel
1/42 [18]Prospective case seriesNot reported-1NA0-1Very low
Device erosion lead through esophagus
1/42 [18]Prospective case seriesNot reported-1NA0-1Very low

 

Table 5. Risk of Bias - Study Level
 
Study reference/IDBonavina et al, 2013 [17]Schwameis et al, 2014 [15]Smith et al, 2014 [16]Reynolds et al, 2014 [14]Ganz et al, 2015 [13]Riegler et al, 2015 [12]Kappelle et al, 2015 [18]Rodriguez et al, 2015 [19]Rodriguez et al, 2016 [20]
aExclusion criteria are too vague (patients were excluded if they had known conditions that would make it unlikely for them to complete a 3-year follow-up). bPatients 1 through 30 (30%) underwent the implantation procedure as part of a multicenter pilot study of 41 patients (Magnetic Augmentation of the Lower Esophageal Sphincter: Results of a Feasibility Clinical Trial, Bonavina et al. 2008). Patients 31 through 100 (70%) underwent the implantation procedure as part of a registry. c150 patients were evaluated for device implant, 68 were implanted. The selection process is not detailed. dFrom the 257 patients that signed the consent 100 underwent device implant. The 157 who discontinued: 96 eligibility criteria not met, 36 consent withdrawn, 24 discontinuation when implant limit met and one discontinuation by investigator (Ganz 2013). e“Unclear”: 110 patients screened and 66 specified screen failures. f“Unclear”: 75 patients screened and 49 unspecified screen failures. g“Unclear”: 21 patients at 24 months follow-up, 18 recruited for 5 years registry (3/21 elected not to join the 5 years observational registry). h“Unclear”: only mean duration of PPI use and mean duration of GERD symptoms is reported.
1. Is the hypothesis/aim/objective of the study stated clearly in the abstract, introduction, or methods section?YesYesYesYesYesYesYesYesYes
2. Are the characteristics of the participants included in the study described?YesYesYesPartially reportedYesYesYesYesYes
3. Were the cases collected in more than one centre?NoNoNoYesYesYesYesNoNo
4. Are the eligibility criteria (inclusion and exclusion criteria) for entry into the study explicit and appropriate?YesYesYesYesYesPartially reportedaYesYesYes
5. Were participants recruited consecutively?NobYesUnclearcYesUncleardYesUncleareUnclearfUnclearg
6. Did participants enter the study at similar point in the disease?NoNoUnclearUnclearNoUnclearUnclearUnclearhUnclear
7. Was the intervention clearly described in the study?YesYesYesYesYesYesYesYesYes
8. Were additional interventions (co-interventions) clearly reported in the study?YesYesYesYesNoYesYesYesYes
9. Are the outcome measures clearly defined in the introduction or methods section?YesYesYesYesYesYesYesYesYes
10. Were relevant outcomes appropriately measured with objective and/or subjective methods?YesYesYesYesYesYesYesYesYes
11. Were outcomes measured before and after intervention?YesYesYesNoYesYesYesYesYes
12. Were the statistical tests used to assess the relevant outcomes appropriate?YesYesNoYesYesYesYesYesYes
13. Was the length of follow-up reported?YesYesYesYesYesYesYesYesYes
14. Was the loss to follow-up reported?YesYesYesYesYesYesYesYesYes
15. Does the study provide estimates of the random variability in the data analysis of relevant outcomes?NoYesNoNoYesYesYesPatrially reportedYes
16. Are adverse events reported?YesYesYesYesYesYesYesYesYes
17. Are the conclusions of the study supported by results?YesYesYesNoYesNoPartially reportedPartially reportedPartially reported
18. Are both competing interest and source of support for the study reported?YesNoNoNoYesYesYesYesYes
Overall risk of biasHighHighHighHighHighLowModerateModerateModerate